Ordinary Index Rebalancing in the Solactive US Small Cap High Dividend Index | October 2019
In the ordinary rebalance the following composition will be implemented:
| ADVANCED EMISSIONS SOLUTIONS I | 0.2109 % |
| AG MORTGAGE INVESTMENT TRUST | 0.3669 % |
| AMC ENTERTAINMENT HOLDINGS INC | 3.1621 % |
| AMERICAN FINANCE TRUST INC | 1.0529 % |
| ANWORTH MORTGAGE ASSET CORP | 0.2818 % |
| APOLLO COMMERCIAL REAL ESTATE | 2.1251 % |
| APOLLO INVESTMENT CORP | 0.5845 % |
| ARBOR REALTY TRUST INC | 1.4158 % |
| ARES COMMERCIAL REAL ESTATE CORP | 0.2993 % |
| ARLINGTON ASSET INVESTMENT CORP | 0.2701 % |
| ARMOUR RESIDENTIAL REIT INC | 1.4188 % |
| ARTISAN PARTNERS ASSET MANAGEMENT INC | 1.1067 % |
| ASHFORD HOSPITALITY TRUST | 0.3566 % |
| B&G FOODS INC | 2.9286 % |
| BAIN CAPITAL SPECIALTY FINANCE | 0.3146 % |
| BLACKROCK CAPITAL INVESTMENT CORP | 0.2287 % |
| BLACKROCK TCP CAPITAL CORP | 0.4732 % |
| BRAEMAR HOTELS & RESORTS INC | 0.1945 % |
| BRIGHAM MINERALS INC | 0.3396 % |
| BUCKLE INC/THE | 1.5329 % |
| CAPITAL SOUTHWEST CORP | 0.1883 % |
| CAPITALA FINANCE CORP | 0.1278 % |
| CAPITOL FEDERAL FINANCIAL INC | 0.4057 % |
| CHATHAM LODGING TRUST | 0.4875 % |
| CHERRY HILL MORTGAGE INVESTMENT CORP | 0.404 % |
| CHICOS FAS INC | 1.0433 % |
| COLONY CAPITAL INC | 1.9583 % |
| COLONY CREDIT REAL ESTATE INC – A | 0.5263 % |
| COREPOINT LODGING INC | 0.4707 % |
| DYNEX CAPITAL INC | 0.6641 % |
| ELLINGTON FINANCIAL INC | 0.5733 % |
| EXANTAS CAPITAL CORP | 0.1748 % |
| FALCON MINERALS CORP | 0.156 % |
| FIDUS INVESTMENT CORP | 0.1734 % |
| FS KKR CAPITAL CORP | 1.3915 % |
| GLADSTONE CAPITAL CORP | 0.1268 % |
| GLADSTONE COMMERCIAL CORP | 0.2833 % |
| GLADSTONE INVESTMENT CORP | 0.1518 % |
| GLOBAL MEDICAL REIT INC | 0.2868 % |
| GLOBAL NET LEASE INC | 1.3089 % |
| GOLDMAN SACHS BDC INC | 0.2471 % |
| GOLUB CAPITAL BDC INC | 0.5233 % |
| GRANITE POINT MORTGAGE TRUST INC | 0.7319 % |
| GREAT AJAX CORP | 0.2393 % |
| HAVERTY FURNITURE COS INC | 0.2721 % |
| HERCULES CAPITAL INC | 0.6879 % |
| HERSHA HOSPITALITY TRUST | 0.6247 % |
| INVESCO MORTGAGE CAPITAL | 2.7253 % |
| JERNIGAN CAPITAL INC | 0.423 % |
| KITE REALTY GROUP TRUST | 0.8134 % |
| KKR REAL ESTATE FINANCE TRUS | 0.558 % |
| LADDER CAPITAL CORP | 1.0859 % |
| MEREDITH | 3.0063 % |
| MOELIS & CO | 1.7702 % |
| MONROE CAPITAL CORP | 0.1183 % |
| NATIONAL CINEMEDIA INC | 0.381 % |
| NEW MEDIA INVESTMENT GROUP INC | 1.9086 % |
| NEW MOUNTAIN FINANCE CORP | 0.6871 % |
| NEW SENIOR INVESTMENT GROUP INC. | 0.2748 % |
| NEW YORK MORTGAGE TRUST INC | 2.6545 % |
| NEWTEK BUSINESS SERVICES CORP | 0.3149 % |
| OAKTREE SPECIALTY LENDING CORP | 0.196 % |
| OFFICE PROPERTIES INCOME TRUST | 0.7936 % |
| ONE LIBERTY PROPERTIES INC | 0.1307 % |
| ORCHID ISLAND CAPITAL INC | 0.5907 % |
| OXFORD SQUARE CAPITAL CORP | 0.1217 % |
| PATTERN ENERGY GROUP INC -A | 2.5522 % |
| PENN REAL ESTATE INVEST TST | 1.1784 % |
| PENNANTPARK FLOATING RATE CA | 0.1902 % |
| PENNANTPARK INVESTMENT CORP | 0.245 % |
| PENNYMAC MORTGAGE INVESTMENT | 2.5919 % |
| PLYMOUTH INDUSTRIAL REIT INC | 0.2509 % |
| PREFERRED APARTMENT COMMUNITIES INC | 0.5036 % |
| PROSPECT CAPITAL CORP | 1.1309 % |
| READY CAPITAL CORP | 0.2787 % |
| REDWOOD TRUST INC | 2.0747 % |
| RLJ LODGING TRUST | 2.4375 % |
| RPT REALTY | 0.8805 % |
| SARATOGA INVESTMENT CORP | 0.2301 % |
| SCULPTOR CAPITAL MANAGEMENT INC | 0.4428 % |
| SEMGROUP CORP-CLASS A | 3.6991 % |
| SENIOR HOUSING PROPERTIES TRUST | 1.6152 % |
| SIGNET JEWELERS LTD | 5.0 % |
| SOLAR CAPITAL LTD | 0.1929 % |
| SPARTANNASH CO | 0.5124 % |
| STELLUS CAPITAL | 0.1646 % |
| TANGER FACTORY OUTLET CENTER | 4.5248 % |
| TAUBMAN CENTERS INC | 2.5674 % |
| TCG BDC INC | 0.5453 % |
| THE CHEMOURS COMPANY | 5.0 % |
| TIVO CORP | 0.7269 % |
| TPG RE FINANCE TRUST INC | 0.5619 % |
| TPG SPECIALTY LENDING INC | 0.4951 % |
| TRIPLEPOINT VENTURE GROWTH BDC CORP | 0.469 % |
| TUPPERWARE BRANDS CORP | 1.6392 % |
| UNITI GROUP INC | 2.0018 % |
| WADDELL & REED FINANCIAL A | 1.6641 % |
| WASHINGTON PRIME GROUP INC | 1.4744 % |
| WESTERN ASSET MORTGAGE CAPITAL CORP | 0.3874 % |
| WHITESTONE REIT | 0.3244 % |