Ordinary Index Rebalancing in the Solactive US Preferred Share Select Index | April 2020
In the ordinary rebalance the following composition will be implemented:
ARCH CAPITAL GROUP LTD DEPOSIT SHS REPR 1/1000TH 5.45 % NON-CUM PFD SHS SERIES F
ARCH CAPITAL GROUP LTD
AEGON FUNDING CO LLC
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A
ARES CAPITAL CORP 6 7/8 % NOTES 2007-15.4.47 GLOBAL
AMERICAN FINANCIAL GROUP INC. 5.875 % DEBENTURES 2019-30.03.59 GLOBAL
AMERICAN FINANCIAL GROUP INC (NEW) 6 % DEBENTURES 2015-15.11.55
ASPEN INSURANCE HOLDINGS LTD 5.95 % NON-CUM PERP PREF SHS
ASPEN INSURANCE HOLDINGS LTD 5.625 % NON-CUM PERP PFD SHS
ASPEN INSURANCE HOLDINGS LTD DEPOSITARY SHS REPR 1/1000TH 5.625 % NON-CUM RED PERP PFD REGISTERED SH
AMERICAN INTERNATIONAL GROUP INC DEPOSITARY SHS REPR 1/1000TH 5.85 % NON-CUM RED PERP PFD RG SHS SER A
GMAC CAPITAL TRUST I TRUST PFD SECS 2011-15.2.40 GTD SERIES 2 FLTG RT
AIR LEASE CORPORATION CUM PERP PFD REGISTERED SHS SERIES A
AMERICAN HOMES 4 RENT 6 1/2% CUM RED PERP PFD SHS OF BENEF INTEREST SERIES D
AMERICAN HOMES 4 RENT 6 7/20% CUM RED PERP PFD SHS OF BENEF INTEREST SERIES E
AMERICAN HOMES 4 RENT 5.875% CUM RED PERP PFD REGISTERED SHS SERIES F
AMERICAN HOMES 4 RENT 6.25 % CUM CONV RED PERP PFD REGISTERED SHS OF BENEF INT SERIES H
APOLLO GLOBAL MANAGEMENT LLC NON CUM RED PFD REGISTERED SHS SERIES A
APOLLO GLOBAL MANAGEMENT LLC 6.375 % NON-CUM PERP RED PFD REGISTERED SHS SERIES B
ALGONQUIN POWER & UTILITIES CORP. CONTINGENT CONVERTIBLE NOTES 2018-17.10.78 GLOBAL SERIES 2018-A FIXED/FLOATING RATE
ALGONQUIN POWER & UTILITIES CORP CONTINGENT CONVERTIBLE NOTES 2019-01-07-79 GLOBAL SER 2019-A FIXED/FLOATING RATE
ARES MANAGEMENT CORP
ATHENE HOLDING LTD DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A
ATHENE HOLDING LTD. DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS CLASS B
AXIS CAPITAL HOLDINGS LTD
BANK OF AMERICA CORP DEPOSIT SHS REPR 1/1.000TH NON-CUM PFD SHS SERIES -EE-
BANK OF AMERICA CORP DEPOSIT SHS REPR 1/1000TH NON-CUM RED PERP PFD SHS SERIES GG
BANK OF AMERICA CORP DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES -CC-
BRUNSWICK CORPORATION 6.375 % NOTES 2019-15.04.49 GLOBAL
BROOKFIELD RENEWABLE PARTNERS LP
BRIGHTHOUSE FINANCIAL INC 6.25 % DEBENTURES 2018-15.09.58 GLOBAL
BRIGHTHOUSE FINANCIAL INC. DEPOSITARY SHS REPR 1/1000TH 6.6% NON-CUM RED PERP PFD REG SH SERIES A
BROOKFIELD PROPERTY PARTNERS LP
BROOKFIELD PROPERTY PARTNERS LP 6.375 % CUM RED PERP PFD UNITS A SERIES 2
BROOKFIELD PROPERTY PARTNERS LP 6.5% CUM RED PERP PFD PARTNERSHIP UNITS A SERIES 1
BANCORPSOUTH INC NON-CUM RED PFD REGISTERED SHS SERIES A
CRESTWOOD EQUITY PARTNERS LP 9.25 % PREFERRED PARTNERSHIP UNITS 144A
CITIZENS FINANCIAL GROUP INC DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES D
CITIZENS FINANCIAL GROUP INC
CIT GROUP INC. 5.625 % NON-CUM RED PERP REGISTERED PFD SHS SERIES B
CMS ENERGY CORP 5.875 % NOTES 2018-15.10.78 GLOBAL
CMS ENERGY CORP 5.875 % NOTES 2019-01.03.79 GLOBAL
CAPITAL ONE FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 6.20 % NON-CUM PERP PFD SHS SERIES F
CAPITAL ONE FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 5.20 % NON-CUM PERP PFD SHS SERIES G
CAPITAL ONE FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 6% NON-CUM PFD SHS SERIES H
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
QWEST CORP 6 1/2 % NOTES 2016-01.09.56
QWEST CORP 6.75 % NOTES 2017-15.06.57 GLOBAL
QWEST CORP 6 7/8 % NOTES 2014-1.10.54 SR
QWEST CORP 6 1/8 % NOTES 2013-1.6.53 SR
QWEST CORP 6 5/8 % NOTES 2015-15.9.55
CITIGROUP INC DEPOSIT SHS REPR 1/100TH 7 1/8 NON-CUM PERP PFD SHS SERIES J
CITIGROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PERP PFD SHS SERIES K
CITIGROUP CAPITAL XIII TR PFD SECS 2010-30.10.40 GLOBAL FLTG RT
CITIGROUP INC DEPOSIT SHS REPR 1/1000TH 6.3 % NON-CUM PFD SHS SERIES S
DCP MIDSTREAM LP CONV RED PERP CUM PFD UNITS SERIES B
DCP MIDSTREAM LP CUM RED PERP PFD REGISTERED SHS SERIES C
DILLARDS CAPITAL TRUST I 7 1/2 % CAP SECS 1998-1.8.38 BASED ON 7.5% SUBORD DEBS 38 DILLARDS
DIVERSIFIED HEALTHCARE TRUST
DIVERSIFIED HEALTHCARE TRUST
DIGITAL REALTY TRUST INC 6.625% CUM RED PERP PFD SHS SERIES C
DIGITAL REALTY TRUST INC
DLR 6.35 12/31/49
DIGITAL REALTY TRUST INC 5.85 % CUM CONV RED PERP PFD REGISTERED SHS SERIES K
DTE ENERGY CO 6 % DEBENTURES 2016-15.12.76 SERIES F
DEUTSCHE BANK CONTINGENT CAPITAL TRUST II 6.55 % TRUST PFD SECS 2007- LINKED TO CLASS B PFD SHS OF DEUTSCHE BANK CNT CAP
ENBRIDGE INC CONTINGENT CONVERTIBLE NOTES 2018-15.04.78 GLOBAL SERIES 18-B FIXED/FLOATINGRATE
EPR PROPERTIES 5.75 % CUM CONV PERP RED PFD REGISTERED SHS SERIES G
EQUITABLE HOLDINGS INC
ENSTAR GROUP LTD DEPOSITARY SHS REPR 1/1000TH 7 % NON-CUM RED PERP PFD RG SERIES E
ENSTAR GROUP LIMITED DEPOSIT SHS REPR 1/1000TH NON-CUM RED PFD REGISTERED SHS SERIES D
ENERGY TRANSFER PARTNERS LP CUM RED PERP PFD REGISTERED UNITS SERIES C
ENERGY TRANSFER PARTNERS LP CUM RED PERP PFD UNITS SERIES D
ENERGY TRANSFER OPERATING LP CUM RED PERP PFD UNITS SERIES E
FIRST CITIZENS BANCSHARES INC/NC
FIFTH THIRD BANCORP DEPOSIT SHS REPR 1/1000TH NON-CUM PERP PFD SHS SERIES I
FIFTH THIRD BANCORP
FORD MOTOR COMPANY 6.2 % NOTES 2019-01.06.59 GLOBAL
FORD MOTOR CO 6 % NOTES 2019-01.12.59 GLOBAL
TORCHMARK CORP 6 1/8 % DEBENTURES 2016-15.06.56
GOLDMAN SACHS GROUP INC. DEPOSIT SHS REPR 1/1000TH 5 1/2 % NON-CUM PERP PFD SHS SERIES J
GOLDMAN SACHS GROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES K
GOLDMAN SACHS GROUP INC DEPOSIT SHS REPR 1/1000TH 6.30 % NON-CUM PFD SHS SERIES N
HUNTINGTON BANCSHARES INC DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD SHS SERIES D
HIGHLAND INCOME FUND 5.375 % CUM RED PFD REGISTERED SHS SERIES A
HARTFORD FINANCIAL SERVICES GROUP INC DEBENTURES 2012-15.4.42 JR SUBORD FLTG RT
HSBC 6.2 12/31/49
IBERIABANK CORP DEPOSITARY SHS REPR 1/400TH NON-CUM PERP PFD SHS SERIES D
ING GROEP NV 6 1/8 % PERPETUAL DEBT SECS 2005-WITHOUT FIXED MATURITY
JPM 6.15 12/31/49
NAVIENT CORPORATION 6% SENIOR NOTES DUE DECEMBER 15 2043
KEYCORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES E
KEYCORP DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES G
KIMCO REALTY CORP DEPOSIT SHS REPR 1/1000TH 5.125 % CUM RED PFD REGISTERED SHS SER L
KKR & CO LP
LEGG MASON INC. 6 3/8 % NOTES 2016-15.3.56
LEGG MASON INC 5.45 % NOTES 2016-15.09.56
BANK OF AMERICA CORP 6.45% NOTES 2018-15.12.66 INCOME CAPITAL OBLIGATIONS
AMG 5 .875 03/30/59
MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES E
MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES F
MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES I
MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD REGISTERED SHS SERIES K
NISOURCE INC INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD RG SHS SERIES B
NUSTAR LOGISTICS LP NOTES 2013-15.1.43 GTD SUBORD FLTG RT
NUSTAR ENERGY LP CUM RED PERP PFD UNITS SERIES A
NUSTAR ENERGY LP CUM RED PERP PFD UNITS SERIES B
NEW YORK COMMUNITY BANCORP INC DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES A
OAKTREE CAPITAL GROUP LLC NON CUM RED PERP PFD REGISTERED UNITS SERIES A
OAKTREE CAPITAL GROUP LLC 6.550 % NON-CUM RED PFD UNITS SERIES B
OFFICE PROPERTIES INCOME TRUST 5 7/8 % NOTES 2016-01.05.46
PROSPECT CAPITAL CORP 6 1/4 % NOTES 2015-15.6.24
PEOPLES UNITED FINANCIAL INC. NON CUM PERP PFD REGISTERED SHS SERIES A
PBI 6.7 03/07/43
PRU 5 .75 12/15/52
PNC FINANCIAL SERVICES GROUP INC DEPOSIT SHS REPR 1/4000TH NON-CUM PERP PFD SHS SERIES P
PPL 5.9 04/30/73
PARTNERRE LTD 6 1/2 % CUM RED PFD SHS SERIES G
PARTNERRE LTD
PARTNERRE LTD
PS BUSINESS PARKS INC DEPOSIT SHS REPR 1/1000TH CUM PERP RED PFD REGISTERED SHS SERIES Y
PRUFIN 6 .75 12/31/49
PRUFIN 6 .5 12/31/49
QVC INC 6.25 % NOTES 2019-26.11.68 GTD GLOBAL
REGIONS FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 6 3/8 % NON CUM PERP PFD SER A
REGIONS FINANCIAL CORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD SHS SERIES B
REGIONS FINANCIAL CORP
RENAISSANCERE HOLDINGS LTD. 5.375 % PREF SERIES E
RENAISSANCERE HOLDINGS LTD. DEPOSIT SHS REPS 1/1000TH NON-CUM RED PERP PFD SHS SERIES F
REINSURANCE GROUP AMERICA INC DEBENTURES 2012-15.9.42 SUB FLTG RT
REINSURANCE GROUP AMERICA INC DEBENTURES 2016-15.06.56 FIXED/FLOATING RATE
EIX 5.1 12/31/49
SCE TRUST III TRUST PREFERENCE SECURITY 2014-WITHOUT FIXED MATURITY GTD ON PREF SHS SER H FLTG RT
SCE TRUST IV CUM TRUST PREFERRED SECS SERIES J
SCE TRUST V CUM TRUST PREFERRED SECS SERIES K
SCE TRUST VI 5% CUM RED PFD SECS SERIES L
SCHW 5.95 12/31/49
STIFEL FINANCIAL CORP DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES A
STIFEL FINANCIAL CORP. DEPOSITARY SHS REPR 1/1000TH 6.25 % NON CUM PFD REGISTERED SHS SERIES B
SITE CENTERS CORP DEPOSIT SHS REPR 1/20TH 6.375 % CUM RED PFD REGISTERED SHS A
SITE CENTERS CORP
SOUTH JERSEY INDUSTRIES INC 5.625 % NOTES 2019-16.09.79 GLOBAL
SL GREEN REALTY CORP
SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES D
SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES E
SOUTHERN CO 6 1/4 % NOTES 2015-15.10.75 SERIES 2015A
SOUTHERN CO NOTES 2016-01.10.76 SERIES 2016A
SPIRIT REALTY CAPITAL INC 6 % CUM CONV PERP RED PFD REGISTERED SHS SERIES A
SEMPRA ENERGY 5.75 % NOTES 2019-01-07-79 GLOBAL
SPIRE INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD REGISTERED SH SERIES A
STATE STREET CORP DEPOSIT SHS REPR 1/4000TH NON-CUM PERP PFD SHS SERIES D
SYNCHRONY FINANCIAL DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED SHS SER A
AT&T INC 5.625% NOTES 2018-01.08.67 GLOBAL
TCF FINANCIAL CORPORATION DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PFD SHS SERIES C
TELEPHONE AND DATA SYSTEMS INC 5 7/8 % NOTES 2012-1.12.61 SR
TELEPHONE AND DATA SYSTEMS INC 6 7/8 % NOTES 2010-15.11.59 SR
TELEPHONE AND DATA SYSTEMS INC 7 % NOTES 2011-15.3.60 SR
TRST FNANC H D/D
TRITON INTERNATIONAL LTD 8% CONV CUM RED PERP PFD REGISTERED SHS SERIES B
TRITON INTERNATIONAL LTD 7.375 % CUM CONV RED PERP PFD REGISTERED SHS SERIES C
UNUM GROUP 6.25 % NOTES 2018-15.06.58 GLOBAL
US BANCORP DEPOSIT SHS REPR 1/1000TH NON CUM PERP PFD SHS SERIES-F
UNITED STATES CELLULAR CORP 6.95 % NOTES 2011-17.5.60 SR
UNITED STATES CELLULAR CORP 7 1/4 % NOTES 2014-1.12.63 SR
UNITED STATES CELLULAR CORP 7 1/4 % NOTES 2015-1.12.64
VEREIT INC PR F
VORNADO REALTY TRUST
VORNADO REALTY TRUST 5.4 % CUM RED PFD SERIES L
VORNADO REALTY TRUST CUM PERP RED PFD REGISTERED SHS SERIES M
VOYA FINANCIAL INC DEPOSITARY SHS REPR 1/40TH RATE RESET NON-CUM PFD REGISTERED SHS SERIES B
WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5.85 % NON-CUM PERP PFD SHS A SERIES Q
WELLS FARGO & CO DEPOSIT SHS REPR 1/1000TH 6 5/8 % NON-CUM PERP PFD SHS A SERIES R
WFC 6 12/31/49
WR BERKLEY CORP 5 5/8 % DEBENTURES 2013-30.4.53 SUB
WR BERKLEY CORP 5 3/4 % DEBENTURES 2016-01.06.56
W. R. BERKLEY CORPORATION 5.7 % DEBENTURES 2018-30.03.58 GLOBAL
WR BERKLEY CORP
ZIONS BANCORPORATION NA DEPOSITARY SHS REPR 1/40TH NON CUM PERP PFD SHS SERIES G