Ordinary Index Rebalancing in the Solactive US Pref | March 2021
In the ordinary rebalance the following composition will be implemented:
| ARCH CAPITAL GROUP LTD DEPOSIT SHS REPR 1/1000TH 5.45 % NON-CUM PFD SHS SERIES F |
| ARCH CAPITAL GROUP LTD |
| AEGON FUNDING CO LLC |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING CO DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A |
| AEL 6 5/8 PERP |
| AFG 5 5/8 06/01/60 |
| ASPEN INSURANCE HOLDINGS LTD 5.95 % NON-CUM PERP PREF SHS |
| ASPEN INSURANCE HOLDINGS LTD 5.625 % NON-CUM PERP PFD SHS |
| ASPEN INSURANCE HOLDINGS LTD DEPOSITARY SHS REPR 1/1000TH 5.625 % NON-CUM RED PERP PFD REGISTERED SH |
| AMERICAN INTERNATIONAL GROUP INC DEPOSITARY SHS REPR 1/1000TH 5.85 % NON-CUM RED PERP PFD RG SHS SER A |
| AIZ 5 1/4 01/15/61 |
| GMAC CAPITAL TRUST I TRUST PFD SECS 2011-15.2.40 GTD SERIES 2 FLTG RT |
| ALLSTATE CORP DEBENTURES 2013-15.1.53 SUBORD |
| ALLSTATE CORP DEPOSIT SHS REPR 1/1000TH 5 5/8 NON-CUM PERP RED PFD SHS SERIES G |
| AIR LEASE CORPORATION CUM PERP PFD REGISTERED SHS SERIES A |
| AMERICAN HOMES 4 RENT 6 1/2% CUM RED PERP PFD SHS OF BENEF INTEREST SERIES D |
| AMERICAN HOMES 4 RENT 6 7/20% CUM RED PERP PFD SHS OF BENEF INTEREST SERIES E |
| APOLLO GLOBAL MANAGEMENT LLC NON CUM RED PFD REGISTERED SHS SERIES A |
| APOLLO GLOBAL MANAGEMENT LLC 6.375 % NON-CUM PERP RED PFD REGISTERED SHS SERIES B |
| ALGONQUIN POWER & UTILITIES CORP CONTINGENT CONVERTIBLE NOTES 2019-01-07-79 GLOBAL SER 2019-A FIXED/FLOATING RATE |
| ARES MANAGEMENT CORP |
| ARGO 7 PERP |
| ASB 5 5/8 PERP |
| ATHENE HOLDING LTD DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A |
| ATHENE HOLDING LTD. DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS CLASS B |
| ATH 6 3/8 PERP |
| AXIS CAPITAL HOLDINGS LTD |
| BANK OF AMERICA CORP DEPOSIT SHS REPR 1/1.000TH NON-CUM PFD SHS SERIES -EE- |
| BANK OF AMERICA CORP DEPOSIT SHS REPR 1/1000TH NON-CUM RED PERP PFD SHS SERIES GG |
| BANK OF AMERICA CORP DEPOSITORY SHS REPR 1/1000TH NON-CUM PERP RED PFD REGISTERED SHS SER -HH- |
| BANK OF AMERICA CORP |
| BRUNSWICK CORPORATION 6.375 % NOTES 2019-15.04.49 GLOBAL |
| BRIGHTHOUSE FINANCIAL INC 6.25 % DEBENTURES 2018-15.09.58 GLOBAL |
| BRIGHTHUS FIN 1000 DS REP SRS C PRF |
| BRIGHTHOUSE FINANCIAL INC. DEPOSITARY SHS REPR 1/1000TH 6.6% NON-CUM RED PERP PFD REG SH SERIES A |
| BIP 5 PERP |
| BROOKFIELD PROPERTY PARTNERS LP |
| BROOKFIELD PROPERTY PARTNERS LP 6.375 % CUM RED PERP PFD UNITS A SERIES 2 |
| BROOKFIELD PROPERTY PARTNERS LP 6.5% CUM RED PERP PFD PARTNERSHIP UNITS A SERIES 1 |
| CRESTWOOD EQUITY PARTNERS LP 9.25 % PREFERRED PARTNERSHIP UNITS 144A |
| CITIZENS FINANCIAL GROUP INC DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES D |
| CIT GROUP INC. 5.625 % NON-CUM RED PERP REGISTERED PFD SHS SERIES B |
| CMS ENERGY CORP 5.875 % NOTES 2019-01.03.79 GLOBAL |
| CAPITAL ONE FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 5.20 % NON-CUM PERP PFD SHS SERIES G |
| CAPITAL ONE FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 6% NON-CUM PFD SHS SERIES H |
| QWEST CORP 6 1/2 % NOTES 2016-01.09.56 |
| CITIGROUP INC DEPOSIT SHS REPR 1/100TH 7 1/8 NON-CUM PERP PFD SHS SERIES J |
| CITIGROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PERP PFD SHS SERIES K |
| CITIGROUP CAPITAL XIII TR PFD SECS 2010-30.10.40 GLOBAL FLTG RT |
| DCP MIDSTREAM LP CONV RED PERP CUM PFD UNITS SERIES B |
| DCP MIDSTREAM LP CUM RED PERP PFD REGISTERED SHS SERIES C |
| DILLARDS CAPITAL TRUST I 7 1/2 % CAP SECS 1998-1.8.38 BASED ON 7.5% SUBORD DEBS 38 DILLARDS |
| DIVERSIFIED HEALTHCARE TRUST |
| DIVERSIFIED HEALTHCARE TRUST |
| DIGITAL REALTY TRUST INC 6.625% CUM RED PERP PFD SHS SERIES C |
| DIGITAL REALTY TRUST INC 5.85 % CUM CONV RED PERP PFD REGISTERED SHS SERIES K |
| DOMINION ENERGY INC 5.25 % NOTES 2016-30.07.76 SERIES A |
| DTE ENERGY CO 5 3/8 % DEBENTURES 2016-01.06.76 SERIES 2016 B |
| DTE ENERGY CO 6 % DEBENTURES 2016-15.12.76 SERIES F |
| DUKE ENERGY CORP 5.625 % DEBENTURES 2018-15.09.78 GLOBAL |
| DUK 5 .125 01/15/73 |
| DUKE ENERGY CORP DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD REGISTERED SH SERIES A |
| ENTERGY ARKANSAS INC 4.875 % BONDS 2016-01.09.66 1ST MTG |
| ENBRIDGE INC CONTINGENT CONVERTIBLE NOTES 2018-15.04.78 GLOBAL SERIES 18-B FIXED/FLOATINGRATE |
| EPR PROPERTIES 5.75 % CUM CONV PERP RED PFD REGISTERED SHS SERIES G |
| EQUITABLE HOLDINGS INC |
| ENSTAR GROUP LTD DEPOSITARY SHS REPR 1/1000TH 7 % NON-CUM RED PERP PFD RG SERIES E |
| ENSTAR GROUP LIMITED DEPOSIT SHS REPR 1/1000TH NON-CUM RED PFD REGISTERED SHS SERIES D |
| ENERGY TRANSFER PARTNERS LP CUM RED PERP PFD REGISTERED UNITS SERIES C |
| ENERGY TRANSFER PARTNERS LP CUM RED PERP PFD UNITS SERIES D |
| ENERGY TRANSFER OPERATING LP CUM RED PERP PFD UNITS SERIES E |
| FIRST CITIZENS BANCSHARES INC/NC |
| FIFTH THIRD BANCORP DEPOSIT SHS REPR 1/1000TH NON-CUM PERP PFD SHS SERIES I |
| FMBI 7 PERP |
| FIRST REPUBLIC BANK DEPOSIT SHS REPR 1/40TH RED PERP PFD SHS SERIES I |
| FORD MOTOR COMPANY 6.2 % NOTES 2019-01.06.59 GLOBAL |
| FORD MOTOR CO 6 % NOTES 2019-01.12.59 GLOBAL |
| GLOBE LIFE INC 6 1/8 % DEBENTURES 2016-15.06.56 |
| GOLDMAN SACHS GROUP INC. DEPOSIT SHS REPR 1/1000TH 5 1/2 % NON-CUM PERP PFD SHS SERIES J |
| GOLDMAN SACHS GROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES K |
| GOLDMAN SACHS GROUP INC DEPOSIT SHS REPR 1/1000TH 6.30 % NON-CUM PFD SHS SERIES N |
| HUNTINGTON BANCSHARES INC DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD SHS SERIES D |
| HARTFORD FINANCIAL SERVICES GROUP INC DEBENTURES 2012-15.4.42 JR SUBORD FLTG RT |
| HARTFORD FINANCIAL SERVICES GROUP INC DEPOSITORY SHS REPR 1/1000TH 6 % NON-CUM RED PFD REGISTERED SHS SERIES G |
| JPMORGAN CHASE & CO DEPOSITARY SHS REPR 1/400TH NON-CUM PERP RED PFD REGISTERED SHSSERIES -EE- |
| JPMORGAN CHASE & CO DEPOSITARY SHS REPR 1/400TH NON-CUM RED PFD REGISTERED SHS SERIES -DD- |
| JPM 6.1 12/31/49 |
| JPM 6.15 12/31/49 |
| NAVIENT CORPORATION 6% SENIOR NOTES DUE DECEMBER 15 2043 |
| KEYCORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES E |
| KEYCORP DEPOSITORY SHARES REP 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES F |
| KEYCORP DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES G |
| KKR & CO LP |
| MERRILL LYNCH CAPITAL TRUST I 6.45 % TRUST PFD SECS 2006-15.12.66 BASED ON 6.45% ICONS 66 MERRILL LYNCH |
| MET LIFE INC. DEPOSIT SHS REPR 1/1000TH 5.625 % NON-CUM PERP RED PFD SHS SERIES E |
| MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES E |
| MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES F |
| MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES I |
| NEXTERA ENERGY CAPITAL HOLDINGS INC 5.25 % DEBENTURES 2016-01.06.76 GTD SERIES K |
| NEXTERA ENERGY CAPITAL HOLDINGS INC 5.65 % DEBENTURES 2019-01-03-79 GLOBAL GTD SERIES N |
| NISOURCE INC INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD RG SHS SERIES B |
| NATIONAL RETAIL PROPERTIES INC |
| NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP |
| NUSTAR LOGISTICS LP NOTES 2013-15.1.43 GTD SUBORD FLTG RT |
| NUSTAR ENERGY LP CUM RED PERP PFD UNITS SERIES A |
| NUSTAR ENERGY LP CUM RED PERP PFD UNITS SERIES B |
| NUSTAR ENERGY LP CUM CONV PERP RED PFD REGISTERED SHS SERIES C |
| NEW YORK COMMUNITY BANCORP INC DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES A |
| OAKTREE CAPITAL GROUP LLC NON CUM RED PERP PFD REGISTERED UNITS SERIES A |
| OAKTREE CAPITAL GROUP LLC 6.550 % NON-CUM RED PFD UNITS SERIES B |
| OFFICE PROPERTIES INCOME TRUST 5 7/8 % NOTES 2016-01.05.46 |
| OPI 6 3/8 06/23/50 |
| PBI 6.7 03/07/43 |
| PNC FINANCIAL SERVICES GROUP INC DEPOSIT SHS REPR 1/4000TH NON-CUM PERP PFD SHS SERIES P |
| PPL 5.9 04/30/73 |
| PARTNERRE LTD 6 1/2 % CUM RED PFD SHS SERIES G |
| PARTNERRE LTD |
| PRUDENTIAL FINANCIAL INC 5.625% BONDS 2018-15.08.58 |
| PUBLIC STORAGE DEPOSIT SHS REPR 1/1000TH 4.95 % CUM PFD SHS OF BENEF INT SERIES D |
| PUBLIC STORAGE DEPOSIT SHS REPR 1/1000TH 5.15 % CUM PFD SHS OF BENEF INT SERIES F |
| PUBLIC STORAGE DEPOSITARY SHS REPR 1/1000TH CUM RED PFD REGISTERED SHS SERIES H |
| PS BUSINESS PARKS INC DEPOSIT SHS REPR 1/1000 5.25% CUM REGISTERED PFD SHS SERIES X |
| PRUFIN 6 .75 12/31/49 |
| PRUFIN 6 .5 12/31/49 |
| QVC INC 6.25 % NOTES 2019-26.11.68 GTD GLOBAL |
| QVC INC 6.375 % NOTES 2018-13.09.67 GTD GLOBAL |
| REGIONS FINANCIAL CORP DEPOSIT SHS REPR 1/40TH 6 3/8 % NON CUM PERP PFD SER A |
| REGIONS FINANCIAL CORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD SHS SERIES B |
| RENAISSANCERE HOLDINGS LTD. DEPOSIT SHS REPS 1/1000TH NON-CUM RED PERP PFD SHS SERIES F |
| REINSURANCE GROUP AMERICA INC DEBENTURES 2012-15.9.42 SUB FLTG RT |
| SCE TRUST III TRUST PREFERENCE SECURITY 2014-WITHOUT FIXED MATURITY GTD ON PREF SHS SER H FLTG RT |
| SCE TRUST IV CUM TRUST PREFERRED SECS SERIES J |
| SCE TRUST V CUM TRUST PREFERRED SECS SERIES K |
| SCE TRUST VI 5% CUM RED PFD SECS SERIES L |
| SCHW 6 12/31/49 |
| SCHW 5.95 12/31/49 |
| STIFEL FINANCIAL CORP DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES A |
| SF 6 1/8 PERP |
| SVB FINANCIAL GROUP |
| SOUTH JERSEY INDUSTRIES INC 5.625 % NOTES 2019-16.09.79 GLOBAL |
| SL GREEN REALTY CORP |
| SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES D |
| SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES E |
| SOUTHERN COMPANY 5.25 % NOTES 2017-01.12.77 GLOBAL SERIES 2017B |
| SO 4.2 10/15/60 |
| SPIRE INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD REGISTERED SH SERIES A |
| ISTAR INC |
| STATE STREET CORP DEPOSIT SHS REPR 1/4000TH NON-CUM PERP PFD SHS SERIES D |
| AT&T INC 5.35 % NOTES 2017-01.11.66 GLOBAL |
| AT&T INC 5.625% NOTES 2018-01.08.67 GLOBAL |
| TEXAS CAPITAL BANCSHARES |
| TELEPHONE AND DATA SYSTEMS INC 5 7/8 % NOTES 2012-1.12.61 SR |
| TELEPHONE AND DATA SYSTEMS INC 6 7/8 % NOTES 2010-15.11.59 SR |
| TELEPHONE AND DATA SYSTEMS INC 7 % NOTES 2011-15.3.60 SR |
| TELEPHONE & DATA SYS |
| TRITON INTERNATIONAL LTD 8% CONV CUM RED PERP PFD REGISTERED SHS SERIES B |
| TRITON INTERNATIONAL LTD 7.375 % CUM CONV RED PERP PFD REGISTERED SHS SERIES C |
| TRTN 6 7/8 PERP |
| UNUM GROUP 6.25 % NOTES 2018-15.06.58 GLOBAL |
| US BANCORP DEPOSIT SHS REPR 1/1000TH NON CUM PERP PFD SHS SERIES-F |
| US BANCORP DEPOSITARY SHS REPR 1/1000TH NON-CUM PERP PFD REGISTERED SHS SERIES K |
| UNITED STATES CELLULAR CORP 6.95 % NOTES 2011-17.5.60 SR |
| UNITED STATES CELLULAR CORP 7 1/4 % NOTES 2014-1.12.63 SR |
| UNITED STATES CELLULAR CORP 7 1/4 % NOTES 2015-1.12.64 |
| USM 6 1/4 09/01/69 |
| USM 5 1/2 03/01/70 |
| VORNADO REALTY TRUST |
| VORNADO REALTY TRUST CUM PERP RED PFD REGISTERED SHS SERIES M |
| VNO 5 1/4 PERP |
| VOYA FINANCIAL INC DEPOSITARY SHS REPR 1/40TH RATE RESET NON-CUM PFD REGISTERED SHS SERIES B |
| WAFD 4 7/8 PERP |
| WFC 5.2 12/31/49 |
| WFC 5 .125 12/31/49 |
| WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5.85 % NON-CUM PERP PFD SHS A SERIES Q |
| WELLS FARGO & CO DEPOSIT SHS REPR 1/1000TH 6 5/8 % NON-CUM PERP PFD SHS A SERIES R |
| WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5 1/2 % NON-CUM PERP PFD SHS A SERIES X |
| WELLS FARGO & CO DEPOSIT SHS A REPR 1/1000TH 5.625% RED NON-CUM PFD REG SHS A SER Y |
| WR BERKLEY CORP 5 3/4 % DEBENTURES 2016-01.06.56 |