Ordinary Index Rebalancing in the Solactive US Small Cap High Dividend Index | April 2020
In the ordinary rebalance the following composition will be implemented:
| ADVANCED EMISSIONS SOLUTIONS I | 0.0959 % |
| AMERICAN FINANCE TRUST INC | 0.3561 % |
| ANTERO MIDSTREAM CORP | 1.9661 % |
| ANWORTH MORTGAGE ASSET CORP | 0.161 % |
| APOLLO COMMERCIAL REAL ESTATE | 1.7573 % |
| APOLLO INVESTMENT CORP | 0.7223 % |
| ARBOR REALTY TRUST INC | 1.2484 % |
| ARCHROCK INC | 0.4314 % |
| ARES COMMERCIAL REAL ESTATE CORP | 0.4802 % |
| ARMOUR RESIDENTIAL REIT INC | 1.1367 % |
| ARTISAN PARTNERS ASSET MANAGEMENT INC | 0.9553 % |
| B&G FOODS INC | 1.7807 % |
| BAIN CAPITAL SPECIALTY FINANCE | 0.329 % |
| BGC PARTNERS INC-CL A | 0.7775 % |
| BLACKROCK CAPITAL INVESTMENT CORP | 0.1292 % |
| BLACKROCK TCP CAPITAL CORP | 0.3527 % |
| BLUEROCK RESIDENTIAL GROWTH REIT INC | 0.1459 % |
| BRIGHAM MINERALS INC | 0.4214 % |
| BROOKFIELD PROPERTY REIT INC | 1.3781 % |
| CADENCE BANCORP | 1.451 % |
| CAPITAL SOUTHWEST CORP | 0.1982 % |
| CAPSTEAD MORTGAGE CORP | 0.4049 % |
| CHERRY HILL MORTGAGE INVESTMENT CORP | 0.1873 % |
| CHICOS FAS INC | 0.5181 % |
| CHIMERA INVESTMENT CORP | 3.0793 % |
| COLONY CAPITAL INC | 0.774 % |
| COLONY CREDIT REAL ESTATE INC – A | 0.3926 % |
| CORECIVIC INC | 1.0632 % |
| CORENERGY INFRASTRUCTURE TRUST INC | 0.2519 % |
| COVANTA HOLDING CORP | 0.8122 % |
| CVR ENERGY INC | 1.4482 % |
| DYNEX CAPITAL INC | 0.4535 % |
| EPR PROPERTIES | 3.5672 % |
| EQUITRANS MIDSTREAM CORP | 2.5912 % |
| FALCON MINERALS CORP | 0.0861 % |
| FIDUS INVESTMENT CORP | 0.1332 % |
| FS KKR CAPITAL CORP | 1.1057 % |
| GENCO SHIPPING & TRADING LTD | 0.1085 % |
| GEO GROUP INC | 1.2451 % |
| GLADSTONE CAPITAL CORP | 0.1385 % |
| GLADSTONE COMMERCIAL CORP | 0.2876 % |
| GLADSTONE INVESTMENT CORP | 0.1816 % |
| GLOBAL NET LEASE INC | 0.7091 % |
| GOLDMAN SACHS BDC INC | 0.3023 % |
| GOLUB CAPITAL BDC INC | 0.918 % |
| HELMERICH & PAYNE | 4.8928 % |
| HERCULES CAPITAL INC | 0.8771 % |
| HESS MIDSTREAM PARTNERS LP | 0.2685 % |
| HORIZON TECHNOLOGY FINANCE C | 0.1797 % |
| INTERNATIONAL GAME TECHNOLOGY PLC | 1.5989 % |
| KITE REALTY GROUP TRUST | 0.6714 % |
| KKR REAL ESTATE FINANCE TRUS | 0.6873 % |
| KONTOOR BRANDS INC | 1.4873 % |
| LADDER CAPITAL CORP | 1.1681 % |
| MACERICH CO/THE | 4.607 % |
| MAIN STREET CAPITAL CORP | 1.4164 % |
| MEREDITH | 2.5247 % |
| MONROE CAPITAL CORP | 0.1203 % |
| NATIONAL CINEMEDIA INC | 0.2341 % |
| NEW MOUNTAIN FINANCE CORP | 0.745 % |
| NEW SENIOR INVESTMENT GROUP INC. | 0.1956 % |
| NEWMARK GROUP INC | 0.691 % |
| NEWTEK BUSINESS SERVICES CORP | 0.3628 % |
| OAKTREE SPECIALTY LENDING CORP | 0.305 % |
| ONE LIBERTY PROPERTIES INC | 0.0851 % |
| ORCHID ISLAND CAPITAL INC | 0.4284 % |
| OUTFRONT MEDIA INC | 2.4588 % |
| OXFORD SQUARE CAPITAL CORP | 0.1242 % |
| PACWEST BANCORP | 2.3373 % |
| PARK HOTELS & RESORTS INC | 3.9005 % |
| PENNANTPARK FLOATING RATE CA | 0.1512 % |
| PENNANTPARK INVESTMENT CORP | 0.1559 % |
| PENNYMAC MORTGAGE INVESTMENT | 1.6533 % |
| PITNEY BOWES INC | 0.5635 % |
| PLAINS GP HOLDINGS LP-CL A | 2.7882 % |
| PLYMOUTH INDUSTRIAL REIT INC | 0.1733 % |
| PREFERRED APARTMENT COMMUNITIES INC | 0.3638 % |
| PROSPECT CAPITAL CORP | 1.1798 % |
| READY CAPITAL CORP | 0.3952 % |
| REDWOOD TRUST INC | 1.5693 % |
| RETAIL PROPERTIES OF AMERICA INC | 1.3116 % |
| RETAIL VALUE INC | 0.1348 % |
| RPT REALTY | 0.5267 % |
| SARATOGA INVESTMENT CORP | 0.1743 % |
| SITE CENTERS CORP | 1.106 % |
| SOLAR CAPITAL LTD | 0.2704 % |
| STELLUS CAPITAL | 0.1347 % |
| TANGER FACTORY OUTLET CENTER | 3.9795 % |
| TARGA RESOURCES CORP | 4.7222 % |
| TCG BDC INC | 0.3224 % |
| THE CHEMOURS COMPANY | 3.006 % |
| TPG RE FINANCE TRUST INC | 0.7456 % |
| TPG SPECIALTY LENDING INC | 0.6195 % |
| TRIBUNE PUBLISHING INC | 0.0977 % |
| TRINITY MERGER CORP | 0.611 % |
| TRIPLEPOINT VENTURE GROWTH BDC CORP | 0.2854 % |
| UNITI GROUP INC | 1.4668 % |
| URBAN EDGE PROPERTIES | 1.0739 % |
| VIPER ENERGY PARTNERS LP | 0.8901 % |
| WHITEHORSE FINAN | 0.1265 % |