Ordinary Index Rebalancing in the Solactive US Pref | January 2020
In the ordinary rebalance the following composition will be implemented:
AIR LEASE CORPORATION CUM PERP PFD REGISTERED SHS SERIES A
ALGONQUIN POWER & UTILITIES CORP CONTINGENT CONVERTIBLE NOTES 2019-01-07-79 GLOBAL SER 2019-A FIXED/FLOATING RATE
ALGONQUIN POWER & UTILITIES CORP. CONTINGENT CONVERTIBLE NOTES 2018-17.10.78 GLOBAL SERIES 2018-A FIXED/FLOATING RATE
ALLSTATE CORP DEPOSIT SHS REPR 1/1000TH 5 5/8 % NON-CUM PERP PFD SHS SERIES A
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A
American Financial Group Inc (New) 6 % Debentures 2015-15.11.55
AMERICAN FINANCIAL GROUP INC. 5.875 % DEBENTURES 2019-30.03.59 GLOBAL
AMERICAN HOMES 4 RENT 5.875% CUM RED PERP PFD REGISTERED SHS SERIES F
AMERICAN HOMES 4 RENT 6 1/2% CUM RED PERP PFD SHS OF BENEF INTEREST SERIES D
AMERICAN HOMES 4 RENT 6 7/20% CUM RED PERP PFD SHS OF BENEF INTEREST SERIES E
AMERICAN HOMES 4 RENT 6.25 % CUM CONV RED PERP PFD REGISTERED SHS OF BENEF INT SERIES H
AMERICAN INTERNATIONAL GROUP INC DEPOSITARY SHS REPR 1/1000TH 5.85 % NON-CUM RED PERP PFD RG SHS SER A
AMG 5 .875 03/30/59
APOLLO GLOBAL MANAGEMENT LLC 6.375 % NON-CUM PERP RED PFD REGISTERED SHS SERIES B
APOLLO GLOBAL MANAGEMENT LLC NON CUM RED PFD REGISTERED SHS SERIES A
Arch Capital Group Ltd
Arch Capital Group Ltd Deposit Shs Repr 1/1000th 5.45 % Non-Cum Pfd Shs Series F
Ares Capital Corp 6 7/8 % Notes 2007-15.4.47 Global
ARES MANAGEMENT CORP
Aspen Insurance Holdings Ltd 5.625 % Non-Cum Perp Pfd Shs
ASPEN INSURANCE HOLDINGS LTD 5.95 % NON-CUM PERP PREF SHS
ASPEN INSURANCE HOLDINGS LTD DEPOSITARY SHS REPR 1/1000TH 5.625 % NON-CUM RED PERP PFD REGISTERED SH
ATHENE HOLDING LTD DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A
ATHENE HOLDING LTD. DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS CLASS B
Axis Capital Holdings Ltd
AXS 5.5 12/31/49
BANCORPSOUTH INC NON-CUM RED PFD REGISTERED SHS SERIES A
Merrill Lynch Capital Trust I 6.45 % Trust Pfd Secs 2006-15.12.66 Based on 6.45% ICONs 66 Merrill Lynch
Bank of America Corp Deposit Shs Repr 1/1.000th Non-Cum Pfd Shs Series -EE-
Bank of America Corp Deposit Shs Repr 1/1000th 6 1/2 % Non-Cum Pfd Shs Series Y
Bank of America Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series -CC-
BANK OF AMERICA CORP DEPOSIT SHS REPR 1/1000TH NON-CUM RED PERP PFD SHS SERIES GG
BANK OF AMERICA CORP DEPOSITORY SHS REPR 1/1000TH NON-CUM PERP RED PFD REGISTERED SHS SER -HH-
BRIGHTHOUSE FINANCIAL INC 6.25 % DEBENTURES 2018-15.09.58 GLOBAL
BRIGHTHOUSE FINANCIAL INC. DEPOSITARY SHS REPR 1/1000TH 6.6% NON-CUM RED PERP PFD REG SH SERIES A
BROOKFIELD PROPERTY PARTNERS LP 6.375 % CUM RED PERP PFD UNITS A SERIES 2
BROOKFIELD PROPERTY PARTNERS LP 6.5% CUM RED PERP PFD PARTNERSHIP UNITS A SERIES 1
BRUNSWICK CORPORATION 6.375 % NOTES 2019-15.04.49 GLOBAL
Capital One Financial Corp Deposit Shs Repr 1/40th 6% Non-Cum Pfd Shs Series H
Capital One Financial Corp Deposit Shs Repr 1/40th 6.20 % Non-Cum Perp Pfd Shs Series F
Capital One Financial Corp Non-Cum Perp Pfd Shs Series B
CIT GROUP INC. 5.625 % NON-CUM RED PERP REGISTERED PFD SHS SERIES B
Citigroup Capital XIII Tr Pfd Secs 2010-30.10.40 Global Fltg Rt
Citigroup Inc Deposit Shs Repr 1/1000th 6.3 % Non-Cum Pfd Shs Series S
Citigroup Inc Deposit Shs Repr 1/1000th Non-Cum Perp Pfd Shs Series K
Citigroup Inc Deposit Shs Repr 1/100th 7 1/8 Non-Cum Perp Pfd Shs Series J
CITIZENS FINANCIAL GROUP INC DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES D
CMS ENERGY CORP 5.625 % NOTES 2018-15.03.78 GLOBAL
CMS ENERGY CORP 5.875 % NOTES 2018-15.10.78 GLOBAL
CMS ENERGY CORP 5.875 % NOTES 2019-01.03.79 GLOBAL
CRESTWOOD EQUITY PARTNERS LP 9.25 % PREFERRED PARTNERSHIP UNITS 144A
DCP MIDSTREAM LP CONV RED PERP CUM PFD UNITS SERIES B
DCP MIDSTREAM LP CUM RED PERP PFD REGISTERED SHS SERIES C
Deutsche Bank Contingent Capital Trust II 6.55 % Trust Pfd Secs 2007- Linked to Class B Pfd Shs of Deutsche Bank Cnt Cap
DIGITAL REALTY TRUST INC
DIGITAL REALTY TRUST INC 5.85 % CUM CONV RED PERP PFD REGISTERED SHS SERIES K
DIGITAL REALTY TRUST INC 6.625% Cum Red Perp Pfd Shs Series C
DILLARDS CAPITAL TRUST I 7 1/2 % CAP SECS 1998-1.8.38 BASED ON 7.5% SUBORD DEBS 38 DILLARDS
Diversified Healthcare Trust
Diversified Healthcare Trust
DLR 6.35 12/31/49
DTE ENERGY CO 5 3/8 % DEBENTURES 2016-01.06.76 SERIES 2016 B
DTE ENERGY CO 6 % DEBENTURES 2016-15.12.76 SERIES F
DTE ENERGY COMPANY DEBENTURES 2012-1-12-62 JR SUBORD SERIES 2012 C
DUKE ENERGY CORP 5.625 % DEBENTURES 2018-15.09.78 GLOBAL
DUKE ENERGY CORP DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD REGISTERED SH SERIES A
EBAY INC 6 % NOTES 2016-1.2.56
ENBRIDGE INC CONTINGENT CONVERTIBLE NOTES 2018-15.04.78 GLOBAL SERIES 18-B FIXED/FLOATINGRATE
ENERGY TRANSFER OPERATING LP CUM RED PERP PFD UNITS SERIES E
ENERGY TRANSFER PARTNERS LP CUM RED PERP PFD REGISTERED UNITS SERIES C
ENERGY TRANSFER PARTNERS LP CUM RED PERP PFD UNITS SERIES D
ENSTAR GROUP LIMITED DEPOSIT SHS REPR 1/1000TH NON-CUM RED PFD REGISTERED SHS SERIES D
ENSTAR GROUP LTD DEPOSITARY SHS REPR 1/1000TH 7 % NON-CUM RED PERP PFD RG SERIES E
EPR PROPERTIES 5.75 % CUM CONV PERP RED PFD REGISTERED SHS SERIES G
Fifth Third Bancorp Deposit Shs Repr 1/1000th Non-Cum Perp Pfd Shs Series I
FORD MOTOR CO 6 % NOTES 2019-01.12.59 GLOBAL
FORD MOTOR COMPANY 6.2 % NOTES 2019-01.06.59 GLOBAL
GMAC Capital Trust I Trust Pfd Secs 2011-15.2.40 Gtd Series 2 Fltg Rt
Goldman Sachs Group Inc Deposit Shs Repr 1/1000th 6.30 % Non-Cum Pfd Shs Series N
GOLDMAN SACHS GROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES K
Hartford Financial Services Group Inc Debentures 2012-15.4.42 Jr Subord Fltg Rt
HARTFORD FINANCIAL SERVICES GROUP INC DEPOSITORY SHS REPR 1/1000TH 6 % NON-CUM RED PFD REGISTERED SHS SERIES G
HIGHLAND INCOME FUND 5.375 % CUM RED PFD REGISTERED SHS SERIES A
HSBC 6.2 12/31/49
Huntington Bancshares Inc Deposit Shs Repr 1/40th Non-Cum Perp Pfd Shs Series D
IBERIABANK CORP DEPOSITARY SHS REPR 1/400TH NON-CUM PERP PFD SHS SERIES D
ING Groep NV 6 1/8 % Perpetual Debt Secs 2005-Without Fixed Maturity
JPMORGAN CHASE & CO DEPOSITARY SHS REPR 1/400TH NON-CUM RED PFD REGISTERED SHS SERIES -DD-
JPM 6 .125 12/31/49
JPM 6.1 12/31/49
JPM 6.15 12/31/49
JPMORGAN CHASE & CO DEPOSITARY SHS REPR 1/400TH NON-CUM PERP RED PFD REGISTERED SHSSERIES -EE-
KEYCORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES E
KEYCORP DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES G
KEYCORP DEPOSITORY SHARES REP 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES F
KKR & CO LP
Legg Mason Inc 5.45 % Notes 2016-15.09.56
Legg Mason Inc. 6 3/8 % Notes 2016-15.3.56
Morgan Stanley Deposit Shs Repr 1/1000th 6 5/8 % Non-Cum Pfd Shs Series G
Morgan Stanley Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series E
Morgan Stanley Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series F
Morgan Stanley Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series I
Navient Corporation 6% Senior Notes due December 15 2043
NEW YORK COMMUNITY BANCORP INC DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES A
NISOURCE INC INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD RG SHS SERIES B
NUSTAR ENERGY LP CUM CONV PERP RED PFD REGISTERED SHS SERIES C
NuStar Energy LP Cum Red Perp Pfd Units Series A
NUSTAR ENERGY LP CUM RED PERP PFD UNITS SERIES B
Nustar Logistics LP Notes 2013-15.1.43 Gtd Subord Fltg Rt
OAKTREE CAPITAL GROUP LLC 6.550 % NON-CUM RED PFD UNITS SERIES B
OAKTREE CAPITAL GROUP LLC NON CUM RED PERP PFD REGISTERED UNITS SERIES A
OFFICE PROPERTIES INCOME TRUST 5 7/8 % Notes 2016-01.05.46
PARTNERRE LTD
PARTNERRE LTD
PARTNERRE LTD 6 1/2 % CUM RED PFD SHS SERIES G
PBI 6.7 03/07/43
PNC 5 .375 12/31/49
PNC FINANCIAL SERVICES GROUP INC DEPOSIT SHS REPR 1/4000TH NON-CUM PERP PFD SHS SERIES P
PPL 5.9 04/30/73
Prospect Capital Corp 6 1/4 % Notes 2015-15.6.24
PRU 5 .75 12/15/52
PRUDENTIAL FINANCIAL INC. 5.7 % SUBORDINATED NOTES 2013-15.3.53 JR SUBORD
PRUFIN 6 .5 12/31/49
PRUFIN 6 .75 12/31/49
PSA 5.4 12/31/49
PUBLIC STORAGE DEPOSIT SHS REPR 1/1000TH 5 3/8 % CUM PFD SH BEN INT SER V
QVC INC 6.25 % NOTES 2019-26.11.68 GTD GLOBAL
QVC INC 6.375 % NOTES 2018-13.09.67 GTD GLOBAL
Qwest Corp 6 1/2 % Notes 2016-01.09.56
Qwest Corp 6 1/8 % Notes 2013-1.6.53 Sr
Qwest Corp 6 5/8 % Notes 2015-15.9.55
Qwest Corp 6 7/8 % Notes 2014-1.10.54 Sr
QWEST CORP 6.75 % NOTES 2017-15.06.57 GLOBAL
Qwest Corp 7 % Notes 2016-1.2.56
Regions Financial Corp Deposit Shs Repr 1/40th 6 3/8 % Non Cum Perp Pfd Ser A
Regions Financial Corp Deposit Shs Repr 1/40th Non-Cum Perp Pfd Shs Series B
REINSURANCE GROUP AMERICA INC DEBENTURES 2012-15.9.42 SUB FLTG RT
RENAISSANCERE HOLDINGS LTD. 5.375 % PREF SERIES E
RENAISSANCERE HOLDINGS LTD. DEPOSIT SHS REPS 1/1000TH NON-CUM RED PERP PFD SHS SERIES F
SCE TRUST III TRUST PREFERENCE SECURITY 2014-WITHOUT FIXED MATURITY GTD ON PREF SHS SER H FLTG RT
SCE TRUST IV CUM TRUST PREFERRED SECS SERIES J
SCE TRUST V CUM TRUST PREFERRED SECS SERIES K
SCE TRUST VI 5% CUM RED PFD SECS SERIES L
SCHW 5.95 12/31/49
SCHW 6 12/31/49
SEMPRA ENERGY 5.75 % NOTES 2019-01-07-79 GLOBAL
SITE CENTERS CORP DEPOSIT SHS REPR 1/20TH 6.375 % CUM RED PFD REGISTERED SHS A
SL GREEN REALTY CORP
SOUTH JERSEY INDUSTRIES INC 5.625 % NOTES 2019-16.09.79 GLOBAL
Southern Co 6 1/4 % Notes 2015-15.10.75 Series 2015A
SPIRE INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD REGISTERED SH SERIES A
SPIRIT REALTY CAPITAL INC 6 % CUM CONV PERP RED PFD REGISTERED SHS SERIES A
STATE STREET CORP DEPOSIT SHS REPR 1/4000TH NON-CUM PERP PFD SHS SERIES D
Stifel Financial Corp Deposit Shs Repr 1/1000th Non-Cum Pfd Shs Series A
STIFEL FINANCIAL CORP. DEPOSITARY SHS REPR 1/1000TH 6.25 % NON CUM PFD REGISTERED SHS SERIES B
SYNCHRONY FINANCIAL DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED SHS SER A
SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES D
SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES E
TCF FINANCIAL CORPORATION DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PFD SHS SERIES C
Telephone And Data Systems Inc 5 7/8 % Notes 2012-1.12.61 Sr
Telephone And Data Systems Inc 6 7/8 % Notes 2010-15.11.59 Sr
Telephone And Data Systems Inc 7 % Notes 2011-15.3.60 Sr
Torchmark Corp 6 1/8 % Debentures 2016-15.06.56
TRITON INTERNATIONAL LTD 7.375 % CUM CONV RED PERP PFD REGISTERED SHS SERIES C
TRITON INTERNATIONAL LTD 8% CONV CUM RED PERP PFD REGISTERED SHS SERIES B
TRST FNANC H D/D
United States Cellular Corp 6.95 % Notes 2011-17.5.60 Sr
United States Cellular Corp 7 1/4 % Notes 2014-1.12.63 Sr
United States Cellular Corp 7 1/4 % Notes 2015-1.12.64
UNUM GROUP 6.25 % NOTES 2018-15.06.58 GLOBAL
US BANCORP DEPOSIT SHS REPR 1/1000TH NON CUM PERP PFD SHS SERIES-F
VEREIT INC PR F
VORNADO REALTY TRUST
VORNADO REALTY TRUST 5.4 % CUM RED PFD SERIES L
W. R. BERKLEY CORPORATION 5.7 % DEBENTURES 2018-30.03.58 GLOBAL
WASHINGTON PRIME GROUP INC 1/2% CUM RED PFD SERIES H
WELLS FARGO & CO DEPOSIT SHS A REPR 1/1000TH 5.625% RED NON-CUM PFD REG SHS A SER Y
Wells Fargo & Co Deposit Shs Repr 1/1000th 6 5/8 % Non-Cum Perp Pfd Shs A Series R
WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5 1/2 % NON-CUM PERP PFD SHS A SERIES X
WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5 7/10 % NON-CUM PFD SHS A SERIES W
WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5.85 % NON-CUM PERP PFD SHS A SERIES Q
WFC 5 .25 12/31/49
WFC 6 12/31/49
WFC 6 12/31/49
WR Berkley Corp 5 3/4 % Debentures 2016-01.06.56
WR Berkley Corp 5 5/8 % Debentures 2013-30.4.53 Sub
ZIONS BANCORPORATION NA DEPOSITARY SHS REPR 1/40TH NON CUM PERP PFD SHS SERIES G